Disclosure Statement

Scope of Services

We provide capital raise campaign services to issuers seeking private investment. Our services include:

• Development and management of capital raise campaigns to assist issuers in attracting potential investors.
• Preparation of SEC-compliant offering documents to support regulatory requirements.
• Facilitation of investor verification and escrow services through North Capital, an independent third-party provider.
• Support for investor verification services, including facilitation of Know Your Customer (KYC) and Anti-Money Laundering (AML) requirements through North Capital in accordance with applicable regulations.

No Broker-Dealer Relationship

We are not acting as a broker-dealer, underwriter, or escrow agent as defined by the Securities Exchange Act of 1934, the SEC, or FINRA.

We do not:

• Buy, sell, or negotiate securities transactions for others;
• Provide investment advice, valuations, or recommendations regarding securities;
• Receive transaction-based or success-based compensation;
• Hold, manage, or control investor funds.

Investor Verification, KYC/AML, & Escrow Facilitation

Investor verification, Know Your Customer (KYC), Anti-Money Laundering (AML) compliance, and escrow services are facilitated through North Capital, where investor funds are domiciled with an independent financial institution. Neither we nor North Capital acts as an escrow agent or holds investor funds directly. We provide support in coordinating these services but do not administer, review, or approve verification, KYC/AML compliance, or escrow transactions.

Security & Data Protection Measures

We take proactive and industry-standard security measures to protect sensitive investor and issuer information. North Capital, our third-party provider, employs multiple layers of security to protect investor data, including:

• SSL Encryption – All API methods and external services can only be accessed over secure SSL connections.
• IP Address Whitelisting – Portal access is granted only to approved IP addresses, and IP whitelisting can be enabled for all API functions.
• Two-Factor Authentication (2FA) – Client portal access requires password authentication plus Google Authenticator verification.
• Expiring Passkeys – System access requires passkeys that expire periodically unless renewed.
• Database API Lock – The database is accessible only through API functions, preventing direct access.
• Encryption – All private data is encrypted for protection.
• Audit Logs – All API function calls are recorded in a searchable audit log for oversight and security tracking.

Legal & Regulatory Compliance

All parties involved in capital raises or investments should seek independent legal, financial, and tax advice regarding compliance with applicable laws and regulations. By engaging with us, you acknowledge that our role is strictly limited to capital raise marketing, SEC document preparation, investor verification support, KYC/AML facilitation, and escrow facilitation.